John Rozier (CRD# 4432400) is an Investment Advisor Representative working at Nbc Securities, Inc. in Sainte Genevieve, MO and has over 22 years of experience in the finance industry.
CRD# 4475220
Jefferson Asset Management
CRD# 6955303
Edward Jones
CRD# 5514255
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First State Community Bank | St. Mary, MO | Aug 1998 - Current | 25 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2001 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2010 |
- KY
- MO
- PA
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Total Assets Under Management1,696MILLIONS
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Total Number of Accounts5,266ACCOUNTS
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Average Account Value$322,017
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
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- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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