Carl Johnson (CRD# 4343732) is an Investment Advisor Representative working at Grove Street Fiduciary, LLC in Peterborough, NH and has over 23 years of experience in the finance industry. Carl Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1350047
Legacy Financial Solutions, Inc.
CRD# 4729388
Ameriprise Financial Services, LLC
CRD# 1388001
Tcg Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| United States Navy | Norfolk, VA | Jan 2020 - Current | 4 |
| Grove Street Fiduciary, LLC | Peterborough, NH | Jan 2016 - Current | 8 |
| United States Navy | Norfolk, VA | May 1992 - Dec 2017 | 25 |
| Grove Street Fiduciary, Inc. | Peterborough, NH | Apr 2014 - Jan 2016 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NH
- TX
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Total Assets Under Management332MILLIONS
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Total Number of Accounts1,160ACCOUNTS
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Average Account Value$285,985
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
FL, MA, ME, NH, TX, VT
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