Thomas Turcott, financial advisor Petersburg KY
70 score

Thomas Turcott

CRD Number: 5968166
Current Firm: Lincoln Financial Securities Corporation

Thomas Turcott (CRD# 5968166) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in Petersburg, KY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Lincoln Financial Securities Corporation Petersburg, KY Nov 2013 - Current 3
The Prudential Insurance Company Of America Cincinnati, OH Aug 2011 - Nov 2013 2
Pruco Securities, LLC Cincinnati, OH Aug 2011 - Nov 2013 2
American Income Life Insurance Cincinnati, OH Jul 2011 - Aug 2011 < 1
Self-employed Petersburg, KY May 2011 - Jun 2011 < 1
Automobile Heritage New Albany, IN Sep 2010 - Apr 2011 < 1
Centennial Graphics New Albany, IN Aug 2009 - Aug 2010 1
John Galt Bindery Dayton, KY Jan 2009 - Jul 2009 < 1
Premier Atm Services Wilmington, NC Mar 2008 - Dec 2008 < 1
Self-employed Petersburg, KY Aug 2007 - Feb 2008 < 1
Atm Plus Cincinnati, OH Jan 2004 - Jul 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S65 NASAA Investment Advisors Law Examination Apr 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Thomas C. Turcott
Phone Number: 800-258-3648
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    1,541
    MILLIONS
  • Total Number of Accounts
    8,357
    ACCOUNTS
  • Average Account Value
    $184,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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