Carolyn Wittmann-Todd, financial advisor Philadelphia PA
89 score

Carolyn Wittmann-Todd

CRD Number: 6159405
Current Firm: Deutsche Bank Securities Inc.

Carolyn Wittmann-Todd (CRD# 6159405) is an Investment Advisor Representative working at Deutsche Bank Securities Inc. in Philadelphia, PA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Deutsche Bank Securities Inc. Philadelphia, PA Jun 2016 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY Aug 2015 - Jun 2016 < 1
Deutsche Bank Securities Inc. Philadelphia, PA Jul 2014 - Aug 2015 1
Janney Montgomery Scott, LLC Philadelphia, PA Jul 2013 - Jul 2014 1
Lovely Bridal Philadelphia, PA May 2014 - May 2014 < 1
New York Life Investments Parsippany, NJ Jan 2013 - Jul 2013 < 1
Villanova Law School Villanova, PA Aug 2012 - Jan 2013 < 1
King County Prosecuting Attorneys Office Seattle, WA May 2012 - Aug 2012 < 1
Syracuse School Of Law Syracuse, NY Aug 2011 - May 2012 < 1
K&l Gates Chicago, IL Oct 2010 - Jul 2011 < 1
Unemployed Seattle, WA Aug 2010 - Oct 2010 < 1
King County Prosecuting Attorneys Office Seattle, WA Dec 2009 - Aug 2010 < 1
Unemployed Seattle, WA Sep 2009 - Nov 2009 < 1
Ybm English Academy Seoul, Aug 2008 - Aug 2009 1
King County Prosecuting Attorneys Office Seattle, WA Jun 2007 - Jul 2008 1
University Of Washington Seattle, WA Jan 2007 - Jun 2008 1
Northwest Trustee Service Seattle, WA Oct 2006 - Jun 2007 < 1
Western Washington University Bellingham, WA Jun 2004 - Oct 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2014
Contact Info for Carolyn P. Wittmann-Todd
Phone Number: 212-250-2500
Firm Website: https://www.db.com
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    5,524
    MILLIONS
  • Total Number of Accounts
    5,921
    ACCOUNTS
  • Average Account Value
    $932,939
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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