Douglas Farrington, financial advisor Philadelphia PA

Douglas Farrington

CRD Number: 6443926
Current Firm: Macquarie Investment Management Business Trust

Douglas Farrington (CRD# 6443926) is an Investment Advisor Representative working at Macquarie Investment Management Business Trust in Philadelphia, PA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Macquarie Investment Management Business Trust Philadelphia, PA Apr 2020 - Current 3
Delaware Investments Philadelphia, PA Aug 2016 - Current 7
Rs Investments San Francisco, CA Jun 2014 - Aug 2016 2
Professional Sports Publications Conshohocken, PA Jul 2013 - Jan 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2015
S65 NASAA Investment Advisors Law Examination May 2017
Contact Info for Douglas C. Farrington
Phone Number: 215-255-2300
Registered State(s):
  • AL
  • AZ
  • AR
  • CA
  • CO
  • CT
  • DE
  • DC
  • FL
  • GA
  • HI
  • ID
  • IL
  • IN
  • IA
  • KS
  • KY
  • LA
  • ME
  • MD
  • MI
  • MS
  • MO
  • MT
  • NE
  • NV
  • NH
  • NJ
  • NM
  • NC
  • ND
  • OH
  • OK
  • PA
  • PR
  • RI
  • SC
  • SD
  • TX
  • UT
  • VA
  • WA
  • WV
  • WI
By the Numbers
  • Total Assets Under Management
    191,884
    MILLIONS
  • Total Number of Accounts
    407
    ACCOUNTS
  • Average Account Value
    $471,458,242
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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