Edward Williams (CRD# 4465340) is an Investment Advisor Representative working at Facet in Downingtown, PA and has over 22 years of experience in the finance industry. Edward Williams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 6180296
Oppenheimer & Company Inc.
CRD# 6436358
Planning Capital Management Corp.
Company Name | Location | Dates | Years |
---|---|---|---|
Facet Wealth | Baltimore, MD | May 2021 - Current | 2 |
Citizens Bank | Fort Washington, PA | Aug 2020 - Current | 3 |
Clarfeld Financial Advisors | Tarrytown, NY | Aug 2020 - Current | 3 |
Citizens Bank | Fort Washington, PA | Aug 2020 - Apr 2021 | < 1 |
Tiaa | Radnor, PA | Dec 2015 - Aug 2020 | 4 |
Vanguard | Malvern, PA | Jan 2004 - Dec 2015 | 11 |
The Vanguard Group, Inc. | Malvern, PA | Dec 2003 - Dec 2015 | 12 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2002 |
S65 | NASAA Investment Advisors Law Examination | Jan 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
- TX
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Total Assets Under Management2,545MILLIONS
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Total Number of Accounts24,977ACCOUNTS
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Average Account Value$101,880
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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