Sweta Bhargav (CRD# 6745163) is an Investment Advisor Representative working at Adviso Wealth in Princeton, NJ and has over 6 years of experience in the finance industry. Sweta Bhargav has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 4125056
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5343110
Merrill Lynch, Pierce, Fenner & Smith Incorporated
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Adviso Wealth LLC | Blue Bell, PA | Mar 2020 - Current | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Blue Bell, PA | Jul 2018 - Feb 2020 | 1 |
| Unemployed | Cincinnati, OH | Mar 2018 - Jun 2018 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati, OH | Jan 2017 - Mar 2018 | 1 |
| Unemployed | London, | Mar 2016 - Dec 2016 | < 1 |
| Schroders Investment Management | London, | Jul 2015 - Feb 2016 | < 1 |
| Insight Investment | London, | Mar 2012 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2018 |
- NY
- PA
-
Total Assets Under Management2MILLIONS
-
Total Number of Accounts35ACCOUNTS
-
Average Account Value$53,033
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
NJ, NY, PA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.