David Yu, financial advisor Phillips Ranch CA

David Yu

CRD Number: 5428447
Current Firm: Pacific United Planning

David Yu (CRD# 5428447) is an Investment Advisor Representative working at Pacific United Planning in Phillips Ranch, CA and has over 16 years of experience in the finance industry. David Yu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Delta Air Lines, Inc. Atlanta, GA Oct 2023 - Current < 1
Pacific United Planning, Inc. Phillips Ranch, CA Mar 2016 - Current 8
Pup Insurance Services Phillips Ranch, CA Mar 2016 - Current 8
Kinney & Company Insurance Agency Pasadena, CA May 2012 - Feb 2024 11
Jetblue Airways Corporation Queens, NY Apr 2023 - Oct 2023 < 1
Envoy Air, Inc. Irving, TX Feb 2022 - Apr 2023 1
Level Plane Field Philips Ranch, CA Sep 2019 - Dec 2022 3
Envoy Air, Inc. Irving, TX Aug 2021 - Feb 2022 < 1
Oc Flight Lessons LLC Costa Mesa, CA Sep 2021 - Jan 2022 < 1
Atp Usa, Inc. Long Beach, CA Mar 2021 - Sep 2021 < 1
Rotors And Wings Aviation, Inc. La Verne, CA Sep 2020 - Jun 2021 < 1
Royal Merchandise, Inc. Arcadia, CA Jan 2015 - Dec 2018 3
Pacific United Planning Phillips Ranch, CA Jul 2014 - Mar 2016 1
Woodbury Financial Services, Inc. Pasadena, CA Mar 2011 - Mar 2016 5
Pacific Wealth Planning Pasadena, CA Aug 2011 - Jul 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2007
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for David Yu
Phone Number: 626-788-2118
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    21
    MILLIONS
  • Total Number of Accounts
    266
    ACCOUNTS
  • Average Account Value
    $79,951
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

CA, TX

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