David Yu, financial advisor Phillips Ranch CA
96 score

David Yu

CRD Number: 5428447
Current Firm: Pacific United Planning

David Yu (CRD# 5428447) is an Investment Advisor Representative working at Pacific United Planning in Phillips Ranch, CA and has over 10 years of experience in the finance industry. David Yu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Pacific United Planning, Inc. Phillips Ranch, CA Mar 2016 - Current 2
Pup Insurance Services Phillips Ranch, CA Mar 2016 - Current 2
Royal Merchandise, Inc. Arcadia, CA Jan 2015 - Current 3
Kinney & Company Insurance Agency Pasadena, CA May 2012 - Current 6
Pacific United Planning Phillips Ranch, CA Jul 2014 - Mar 2016 1
Woodbury Financial Services, Inc. Pasadena, CA Mar 2011 - Mar 2016 5
Pacific Wealth Planning Pasadena, CA Aug 2011 - Jul 2014 2
First Investors Corp Pasadena, CA Oct 2007 - Mar 2011 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2007
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for David Yu
Phone Number: 626-788-2118
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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