Arthur Doglione, financial advisor Phoenix AZ
63 score

Arthur Doglione

CRD Number: 1794772
Current Firm: Alpha Fiduciary

Arthur Doglione (CRD# 1794772) is an Investment Advisor Representative working at Alpha Fiduciary in Phoenix, AZ and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Alpha Fiduciary Inc.. Scottsdale, AZ Aug 2007 - Current 9
Optimal Capital Advisors, LLC Traverse City, MI Oct 2010 - Sep 2012 1
Wislar Wealth Management LLC Hopewell, NJ Jan 2009 - Jun 2012 3
Usf Advisors, LLC Scottsdale, AZ Nov 2006 - Dec 2007 1
Usf Securities, L.p Scottsdale, AZ Nov 2006 - Dec 2007 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale, AZ Nov 1992 - Nov 2006 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1988
S65 NASAA Investment Advisors Law Examination May 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Arthur T. Doglione
Phone Number: 480-505-4033
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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