Brian Nething, financial advisor Phoenix AZ
90 score

Brian Nething

CRD Number: 6045936
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brian Nething (CRD# 6045936) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Phoenix, AZ and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America N.a Phoenix, AZ Aug 2012 - Current 4
Merrill Lynch, Pierce, Fenner And Smith Incorporated Phoenix, AZ Mar 2012 - Current 4
Unemployed Phoenix, AZ Feb 2012 - Mar 2012 < 1
National School Choice Phoenix, AZ Oct 2011 - Feb 2012 < 1
Unemployed (attending College) Tempe, AZ Aug 2011 - Oct 2011 < 1
Education Breakthrough Network Phoenix, AZ Jun 2011 - Aug 2011 < 1
Unemployed (attending College) Tempe, AZ Feb 2010 - Jun 2011 1
Logan Simpson Design Tempe, AZ Feb 2009 - Feb 2010 1
Unemployed Phoenix, AZ Sep 2008 - Feb 2009 < 1
Superior Technical Resources Phoenix, AZ Aug 2008 - Sep 2008 < 1
Greeting Star Publishing Tempe, AZ Nov 2007 - Aug 2008 < 1
General Dynamics C4 Systems Scottsdale, AZ Jan 2002 - Nov 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for Brian Nething
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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