Cynthia KauffmanCRD Number: 5519728
Current Firm: Charles Schwab & Company, Inc.
Cynthia Kauffman (CRD# 5519728) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Phoenix, AZ and has over 5 years of experience in the finance industry.
Newman's Financial Planning
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Charles Schwab & Company, Inc.||Phoenix, AZ||Apr 2008 - Current||8|
|Attending School||Tempe, AZ||Oct 2007 - Apr 2008||< 1|
|Meyer Hendricks, Pllc||Phoenix, AZ||Nov 2006 - Oct 2007||< 1|
|1st Usa Realty||Mesa, AZ||Mar 2006 - Oct 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2011|
|S66||NASAA Uniform Combined State Law Examination||May 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV