Daniel LunaCRD Number: 4586748
Current Firm: Usaa Financial Planning Services
Daniel Luna (CRD# 4586748) is an Investment Advisor Representative working at Usaa Financial Planning Services in Phoenix, AZ and has over 14 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Usaa Financial Planning Services||Phoenix, AZ||Apr 2007 - Current||10|
|Usaa Financial Advisors, Inc.||Phoenix, AZ||Apr 2007 - Current||10|
|Usaa Investment Management Company||Phoenix, AZ||Dec 2003 - Apr 2007||3|
|Self-employed||Phoenix, AZ||Aug 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2006|
|S66||NASAA Uniform Combined State Law Examination||Dec 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV