David Appleby (CRD# 4163528) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Phoenix, AZ and has over 14 years of experience in the finance industry.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4607086
Origin Financial
CRD# 4091287
Dynamic Wealth Partners, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Phoenix, AZ | Feb 2018 - Current | 5 |
| Unemployed | Phoenix, AZ | Oct 2017 - Jan 2018 | < 1 |
| Matrix Trust Company | Phoenix, AZ | Jul 2015 - Oct 2017 | 2 |
| Bank Of America, N.a. | Chandler, AZ | Nov 2013 - Jul 2015 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler, AZ | Jul 2013 - Jul 2015 | 2 |
| Blood Systems Inc. | Phoenix, AZ | Aug 2010 - Jul 2013 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2009 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2018 |
- CA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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