Dustin Brutton, financial advisor Phoenix AZ
81 score

Dustin Brutton

CRD Number: 5411846
Current Firm: Northwestern Mutual Investment Services,llc

Dustin Brutton (CRD# 5411846) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Phoenix, AZ and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Phoenix, AZ Apr 2008 - Current 8
Northwestern Mutual Life Insurance Company Milwaukee, WI Aug 2007 - Current 9
Northwestern Mutual Investment Services, LLC Chandler, AZ Aug 2013 - Mar 2016 2
Applebee's Tempe, AZ Jul 2007 - Oct 2007 < 1
The Lending Group Inc. Jacksonville, FL Mar 2007 - Jun 2007 < 1
Ace Mortgage Funding, LLC Tempe, AZ May 2005 - Feb 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Aug 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Dustin E. Brutton
Phone Number: 866-664-7737
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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