Eric NielsenCRD Number: 5326453
Current Firm: Schwab Private Client Investment Advisory, Inc.
Eric Nielsen (CRD# 5326453) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Phoenix, AZ and has over 10 years of experience in the finance industry.
Newman's Financial Planning
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
|Schwab Private Client Investment Advisory, Inc.||Phoenix, AZ||Jan 2012 - Current||6|
|Charles Schwab & Co, Inc.||Phoenix, AZ||Apr 2007 - Current||10|
|Charles Schwab Bank||Englewood, CO||May 2011 - Dec 2011||< 1|
|Omnisec||Chantilly, VA||Nov 2006 - Jul 2007||< 1|
|Rk Appraisal Group LLC||Phoenix, AZ||Aug 2005 - Sep 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2007|
|S66||NASAA Uniform Combined State Law Examination||Jul 2008|
Total Assets Under Management67,823MILLIONS
Total Number of Accounts155,246ACCOUNTS
Average Account Value$436,876
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV