Gaetano SandersCRD Number: 5453710
Current Firm: Usaa Financial Planning Services
Gaetano Sanders (CRD# 5453710) is an Investment Advisor Representative working at Usaa Financial Planning Services in Phoenix, AZ and has over 8 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Usaa Financial Planning Services||Phoenix, AZ||Nov 2008 - Current||8|
|Usaa Financial Advisors Inc.||Phoenix, AZ||Nov 2007 - Current||9|
|Usaa Investment Management Company||Phoenix, AZ||Jul 2008 - Nov 2008||< 1|
|Usaa Life Insurance Company||Phoenix, AZ||Oct 2006 - Nov 2008||2|
|American National Insurance Company||Scottsdale, AZ||Oct 2004 - Sep 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV