George Grombacher, financial advisor Phoenix AZ
83 score

George Grombacher

CRD Number: 4434410
Current Firm: Arcwood Financial, LLC

George Grombacher (CRD# 4434410) is an Investment Advisor Representative working at Arcwood Financial, LLC in Phoenix, AZ and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
United Planners Financial Services Scottsdale, AZ Jun 2016 - Current < 1
Arcwood Fninancial LLC Phoenix, AZ Jun 2016 - Current < 1
Moving Forward Advocates, LLC Scottsdale, AZ Mar 2016 - Current 1
Moving Forward Advocates, LLC Scottsdale, AZ Mar 2016 - Current 1
Financial Consulting Professionals Scottsdale, AZ Aug 2001 - Current 15
Massmutual Life Insurance Company Scottsdale, AZ Jan 2013 - Jun 2016 3
Mml Investors Services LLC Scottsdale, AZ Jan 2013 - Jun 2016 3
Nylife Securities LLC Scottsdale, AZ Feb 2011 - Dec 2012 1
New York Life Insurance Company Scottsdale, AZ Jan 2011 - Dec 2012 1
Mml Investors Services Inc. Newport Beach, CA Nov 2009 - Nov 2010 1
Massmutual Newport Beach, CA Oct 2009 - Nov 2010 1
Pivotal Insurance & Financial Scottsdale, AZ Jun 2006 - Oct 2009 3
New York Life Insurance Co Phoenix, AZ Jul 2001 - Oct 2009 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2001
S66 NASAA Uniform Combined State Law Examination Aug 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for George L. Grombacher
Phone Number: 602-726-6280
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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