Greg Kotsakis, financial advisor Phoenix AZ
76 score

Greg Kotsakis

CRD Number: 5404215
Current Firm: Schwab Private Client Investment Advisory, Inc.

Greg Kotsakis (CRD# 5404215) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Phoenix, AZ and has over 8 years of experience in the finance industry. Greg Kotsakis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Schwab Private Client Investment Advisory Inc. Phoenix, AZ Nov 2014 - Current 2
Charles Schwab & Company, Inc. Phoenix, AZ Dec 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix, AZ Aug 2012 - Dec 2012 < 1
Usaa Financial Advisors Inc. Phoenix, AZ Jan 2010 - Aug 2012 2
Usaa Financial Planning Services Phoenix, AZ Jan 2010 - Aug 2012 2
Charles Schwab & Company, Inc. Phoenix, AZ Nov 2007 - Jan 2010 2
Unemployed Tempe, AZ Jan 2007 - Nov 2007 < 1
Costco Chandler, AZ Oct 2006 - Jan 2007 < 1
Unemployed Tempe, AZ Jun 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2008
S66 NASAA Uniform Combined State Law Examination Oct 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Greg M. Kotsakis
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    67,823
    MILLIONS
  • Total Number of Accounts
    155,246
    ACCOUNTS
  • Average Account Value
    $436,876
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
76

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