Jaime GodoyCRD Number: 3064455
Current Firm: Charles Schwab & Company, Inc.
Jaime Godoy (CRD# 3064455) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Phoenix, AZ and has over 19 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, LLC
|Charles Schwab & Company, Inc.||Phoenix, AZ||Mar 2015 - Current||3|
|Charles Schwab Bank||Phoenix, AZ||Mar 2015 - Current||3|
|Royal Alliance Associates, Inc.||New York, NY||Feb 2013 - Mar 2015||2|
|Sagepoint Financial Advisors||Phoenix, AZ||Aug 2010 - Apr 2013||2|
|United Planners' Financial Services Of America A Limited Partner||Scottsdale, AZ||Oct 2007 - Aug 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1998|
|S66||NASAA Uniform Combined State Law Examination||Dec 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY