James CollierCRD Number: 3104645
Current Firm: Schwab Private Client Investment Advisory, Inc.
James Collier (CRD# 3104645) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Phoenix, AZ and has over 18 years of experience in the finance industry. James Collier has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Newman's Financial Planning
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
|Schwab Private Client Inv., Adv., Inc.||Phoenix, AZ||Jan 2012 - Current||6|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Dec 2008 - Current||9|
|Charles Schwab Bank||Phoenix, AZ||May 2011 - Dec 2011||< 1|
|Vanguard Marketing Corporation||Phoenix, AZ||Jun 1998 - Dec 2008||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1999|
|S66||NASAA Uniform Combined State Law Examination||Jan 2009|
Total Assets Under Management67,823MILLIONS
Total Number of Accounts155,246ACCOUNTS
Average Account Value$436,876
- Financial planning services
- Portfolio management for individuals and/or small businesses