James Garber, financial advisor Phoenix AZ

James Garber

CRD Number: 720937
Current Firm: Process Design Capital Management LLC

James Garber (CRD# 720937) is an Investment Advisor Representative working at Process Design Capital Management LLC in Phoenix, AZ and has over 36 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Process Design Capital Management LLC Scottsdale, AZ Feb 2014 - Current 8
Vora Wealth Management, Pllc Flagstaff, AZ Jul 2012 - Jul 2014 2
Vora Financial Group, Pllc Flagstaff, AZ Jul 2012 - Apr 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1986
S65 NASAA Investment Advisors Law Examination Feb 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James M. Garber
Phone Number: (480) 386-0491
Registered State(s):
  • AZ
  • CA
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    70
    MILLIONS
  • Total Number of Accounts
    215
    ACCOUNTS
  • Average Account Value
    $326,515
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AZ, CA, MN, TX

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