James Senatore, financial advisor Phoenix AZ
93 score

James Senatore

CRD Number: 1410686
Current Firm: Principal Securities, Inc.

James Senatore (CRD# 1410686) is an Investment Advisor Representative working at Principal Securities, Inc. in Phoenix, AZ and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Life Insurance Company Phoenix, AZ Aug 2015 - Current 1
Princor Financial Services Corporation Phoenix, AZ Aug 2015 - Current 1
Wells Fargo Advisors LLC Charlotte, NC May 2009 - Aug 2015 6
Wells Fargo Insurance Group Richmond, VA Sep 2007 - Aug 2015 7
Wachovia Securities, LLC Charlotte, NC Dec 2007 - May 2009 1
Sun Life Financial Distributors Boston, MA Nov 2006 - Sep 2007 < 1
Sun Life Financial Boston, MA Nov 2006 - Sep 2007 < 1
Ifmg Securities, Inc. Lake Success, NY Nov 2004 - Nov 2006 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2013
S63 Uniform Securities State Law Examination Jul 1992
Contact Info for James Senatore
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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