Joel Garcia, financial advisor Phoenix AZ
96 score

Joel Garcia

CRD Number: 5481222
Current Firm: Schwab Private Client Investment Advisory, Inc.

Joel Garcia (CRD# 5481222) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Phoenix, AZ and has over 8 years of experience in the finance industry. Joel Garcia has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Schwab Private Client Investment Advisory, Inc. Phoenix, AZ Jun 2012 - Current 4
Charles Schwab & Company, Inc. Phoenix, AZ Jan 2008 - Current 8
Albertsons Coachella, CA Jan 1996 - Jan 2008 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S66 NASAA Uniform Combined State Law Examination May 2009
Contact Info for Joel A. Garcia
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    67,823
    MILLIONS
  • Total Number of Accounts
    155,246
    ACCOUNTS
  • Average Account Value
    $436,876
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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