Kathie BarnesCRD Number: 1201212
Current Firm: Barnes Investment Advisory Inc.
Kathie Barnes (CRD# 1201212) is an Investment Advisor Representative working at Barnes Investment Advisory Inc. in Phoenix, AZ and has over 33 years of experience in the finance industry. Kathie Barnes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Newman's Financial Planning
Woodbury Financial Services, Inc.
|Barnes Investment Advisory||Phoenix, AZ||Jul 1989 - Current||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1984|
|S65||NASAA Investment Advisors Law Examination||Aug 1995|
Total Assets Under Management138MILLIONS
Total Number of Accounts480ACCOUNTS
Average Account Value$286,796
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, TX