Keith TigueCRD Number: 4591478
Current Firm: Rts Private Wealth Management
Keith Tigue (CRD# 4591478) is an Investment Advisor Representative working at Rts Private Wealth Management in Phoenix, AZ and has over 12 years of experience in the finance industry.
Newman's Financial Planning
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Robinson, Tigue, Sponcil And Associates, LLC||Phoenix, AZ||Sep 2003 - Current||13|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management225MILLIONS
Total Number of Accounts756ACCOUNTS
Average Account Value$297,033
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, IA, NH, OH, TX