Lindsey Goodman, financial advisor Phoenix AZ
93 score

Lindsey Goodman

CRD Number: 5365337
Current Firm: Northwestern Mutual Investment Services,llc

Lindsey Goodman (CRD# 5365337) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Phoenix, AZ and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Deterra Gilbert, AZ May 2014 - Current 2
Ben Miller Phoenix, AZ Sep 2010 - Current 6
Northwestern Mutual Investment Services, LLC Tucson, AZ Sep 2009 - Current 7
Traveling Vineyard Ipswich, MA Oct 2012 - May 2015 2
Cantina Laredo Gilbert, AZ Dec 2010 - Nov 2011 < 1
Northwestern Mutual Insurance Company Milwaukee, WI Jun 2007 - Sep 2010 3
University Of Arizona Tucson, AZ Aug 2005 - May 2009 3
Rockfish Seafood Grill Chandler, AZ May 2003 - Aug 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2011
S66 NASAA Uniform Combined State Law Examination Sep 2011
Contact Info for Lindsey P. Goodman
Phone Number: 866-664-7737
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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