Matthew Baum, financial advisor Phoenix AZ

Matthew Baum

CRD Number: 5535260
Current Firm: L. Roy Papp & Associates, LLP

Matthew Baum (CRD# 5535260) is an Investment Advisor Representative working at L. Roy Papp & Associates, LLP in Phoenix, AZ and has over 8 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
L. Roy Papp & Associates, LLP Phoenix, AZ May 2016 - Current 7
Morgan Stanley & Company LLC New York, NY Mar 2015 - Apr 2016 1
L. Roy Papp & Associates, LLP Phoenix, AZ Nov 2013 - Mar 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2015
Contact Info for Matthew P. Baum
Phone Number: 602-956-0980
Firm Website: http://www.roypapp.com
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    1,423
    MILLIONS
  • Total Number of Accounts
    1,741
    ACCOUNTS
  • Average Account Value
    $817,061
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

AZ, CA, CO, FL, GA, IL, MI, NE, NV, NY, OR, TX, WA

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