Michel DawsonCRD Number: 3074609
Current Firm: Usaa Financial Planning Services
Michel Dawson (CRD# 3074609) is an Investment Advisor Representative working at Usaa Financial Planning Services in Phoenix, AZ and has over 7 years of experience in the finance industry. Michel Dawson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Crossfit Untouchable||Phoenix, AZ||Jun 2013 - Current||4|
|Usaa Financial Advisors, Inc.||Phoenix, AZ||Mar 2010 - Current||7|
|Usaa Financial Planning Services, Inc.||Phoenix, AZ||Mar 2010 - Current||7|
|Concentric Healthcare Solutions||Scottsdale, AZ||May 2009 - Mar 2010||< 1|
|Unemployed||Scottsdale, AZ||Nov 2008 - May 2009||< 1|
|Rowland Carmichael Advisors, Inc.||Scottsdale, AZ||Jan 2005 - Nov 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV