Nicholas Parisi, financial advisor Phoenix AZ
93 score

Nicholas Parisi

CRD Number: 5968812
Current Firm: Financial Engines Advisors LLC

Nicholas Parisi (CRD# 5968812) is an Investment Advisor Representative working at Financial Engines Advisors LLC in Phoenix, AZ and has over 5 years of experience in the finance industry. Nicholas Parisi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Alexander Koury, CFP®, financial advisor Phoenix AZ
Alexander G. Koury, CFP®
CRD# 5607498
Householder Group Estate & Retirement Specialists
Score
108
Similar Advisors
William Newman, financial advisor Phoenix AZ
William B. Newman
CRD# 5730023
Newman's Financial Planning
Score
92
Similar Advisors
James Davis, CFP®, financial advisor Phoenix AZ
James R. Davis, CFP®
CRD# 5571675
Woodbury Financial Services, Inc.
Score
103
Professional Designations
Company Name Location Dates Years
Financial Engines Advisors LLC Phoenix, AZ Jan 2016 - Current < 1
The Vanguard Group, Inc. Scottsdale, AZ Aug 2011 - Dec 2015 4
Unemployed Scottsdale, AZ Jul 2011 - Jul 2011 < 1
Banner Health Glendale, AZ Jun 2010 - Jun 2011 1
University Of Phoenix Glendale, AZ Apr 2010 - May 2010 < 1
Best Buy Scottsdale, AZ Sep 2006 - Apr 2010 3
Arizona State University Tempe, AZ Jan 2008 - Dec 2009 1
Paradise Valley Community College Phoenix, AZ Aug 2004 - Dec 2007 3
Subway Scottsdale, AZ Sep 2003 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S65 NASAA Investment Advisors Law Examination Aug 2014
Contact Info for Nicholas A. Parisi
Phone Number: 408-498-6000
Registered State(s):
  • AZ
  • CA
By the Numbers
  • Total Assets Under Management
    113,424
    MILLIONS
  • Total Number of Accounts
    932,089
    ACCOUNTS
  • Average Account Value
    $121,688
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Nicholas Parisi and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.