Roc FaillaciCRD Number: 3024033
Current Firm: Charles Schwab & Company, Inc.
Roc Faillaci (CRD# 3024033) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Phoenix, AZ and has over 19 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Newman's Financial Planning
Woodbury Financial Services, Inc.
|Charles Schwab Bank||Phoenix, AZ||Jan 2013 - Current||4|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Jan 1998 - Current||19|
|Charles Schwab Bank||Phoenix, AZ||Feb 2005 - Aug 2011||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1998|
|S66||NASAA Uniform Combined State Law Examination||Mar 2002|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV