Stephen Glowacka, financial advisor Phoenix AZ
81 score

Stephen Glowacka

CRD Number: 4584540
Current Firm: Charles Schwab & Company, Inc.

Stephen Glowacka (CRD# 4584540) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Phoenix, AZ and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Phoenix, AZ Sep 2010 - Current 6
Charles Schwab Bank Phoenix, AZ Sep 2010 - Current 6
Bbva Compass Investment Solutions Mesa, AZ Mar 2010 - Sep 2010 < 1
Bbva Compass Mesa, AZ Jan 2010 - Sep 2010 < 1
Chase Investment Services Scottsdale, AZ Oct 2009 - Jan 2010 < 1
Wells Fargo Advisors Phoenix, AZ Jul 2008 - Oct 2009 1
Wells Fargo Investments, LLC Chandler/ Scottsdale, AZ May 2002 - Jun 2008 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Stephen B. Glowacka
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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