Supranee LucasCRD Number: 3024470
Current Firm: Schwab Private Client Investment Advisory, Inc.
Supranee Lucas (CRD# 3024470) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Phoenix, AZ and has over 19 years of experience in the finance industry. Supranee Lucas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, LLC
|Schwab Private Client Investment Advisory Inc.||Phoenix, AZ||Nov 2015 - Current||2|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Jan 2014 - Current||4|
|Self||Scottsdale, AZ||Jun 2012 - Jan 2014||1|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Feb 1998 - Jun 2012||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
|S66||NASAA Uniform Combined State Law Examination||Jun 2007|
Total Assets Under Management74,447MILLIONS
Total Number of Accounts158,678ACCOUNTS
Average Account Value$469,169
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY