Tania Ward, financial advisor Phoenix AZ
89 score

Tania Ward

CRD Number: 5978192
Current Firm: Rbc Capital Markets, LLC

Tania Ward (CRD# 5978192) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Phoenix, AZ and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Phoenix, AZ Nov 2013 - Current 3
Rbc Bank Naples, FL Jan 2009 - Nov 2013 4
Jbs Liberty Securities Inc. Charlotte, NC Sep 2011 - Feb 2012 < 1
Rbc Bank Delray Beach, FL Jan 2008 - Jan 2009 1
Rbc Bank Boca Raton, FL May 2006 - Jan 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2013
Contact Info for Tania M. Ward
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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