Tiffany Lum, financial advisor Phoenix AZ
93 score

Tiffany Lum

CRD Number: 6285081
Current Firm: Cue Financial Group, Inc.

Tiffany Lum (CRD# 6285081) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 3 years of experience in the finance industry. Tiffany Lum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Securities America, Inc. Phoenix, AZ Dec 2016 - Current 1
Teal Financial Services LLC Glendale, AZ Oct 2015 - Current 2
Cue Financial Group Inc. Phoenix, AZ Oct 2014 - Current 3
Teal Tax Services LLC Glendale, AZ Oct 2007 - Current 10
Foothill Securities, Inc. Phoenix, AZ Jan 2014 - Dec 2016 2
Cue Financial Group Inc. Phoenix, AZ Jan 2014 - Oct 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Tiffany E. Lum
Phone Number: 602-252-0911
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    482
    MILLIONS
  • Total Number of Accounts
    2,065
    ACCOUNTS
  • Average Account Value
    $233,203
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, IL, LA, MA, MI, MT, NC, NE, NH, NM, NV, NY, OR, PA, TN, TX, UT, VA, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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