Tiffany Lum, financial advisor Phoenix AZ
88 score

Tiffany Lum

CRD Number: 6285081
Current Firm: Cue Financial Group, Inc.

Tiffany Lum (CRD# 6285081) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Teal Financial Services LLC Glendale, AZ Oct 2015 - Current 1
Cue Financial Group Inc. Phoenix, AZ Oct 2014 - Current 2
Foothill Securities, Inc. Phoenix, AZ Jan 2014 - Current 2
Teal Tax Services LLC Glendale, AZ Oct 2007 - Current 9
Cue Financial Group Inc. Phoenix, AZ Jan 2014 - Oct 2014 < 1
Unemployed Glendale, AZ Mar 2006 - Oct 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Tiffany E. Lum
Phone Number: 602-252-0911
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    383
    MILLIONS
  • Total Number of Accounts
    1,794
    ACCOUNTS
  • Average Account Value
    $213,467
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, IL, MI, MT, NC, NE, NM, NV, NY, OR, PA, TN, TX, UT, VA, WA

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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