Tracy Hunter, financial advisor Phoenix AZ
81 score

Tracy Hunter

CRD Number: 5453678
Current Firm: Cue Financial Group, Inc.

Tracy Hunter (CRD# 5453678) is an Investment Advisor Representative working at Cue Financial Group, Inc. in Phoenix, AZ and has over 6 years of experience in the finance industry.

Similar Advisors
Alexander Koury, CFP®, financial advisor Phoenix AZ
Alexander G. Koury, CFP®
CRD# 5607498
Householder Group Estate & Retirement Specialists
Score
107
Similar Advisors
James Davis, CFP®, financial advisor Phoenix AZ
James R. Davis, CFP®
CRD# 5571675
Woodbury Financial Services, Inc.
Score
103
Similar Advisors
James Hundman, financial advisor Phoenix AZ
James E. Hundman
CRD# 3233547
Triad Advisors, LLC
Score
103
Company Name Location Dates Years
Securities America, Inc. Phoenix, AZ Dec 2016 - Current 1
Touchdown Entertainment, Inc. Los Angeles, CA Jan 2015 - Current 3
Cue Financial Group, Inc.-ria Phoenix, AZ Jul 2013 - Current 4
Foothill Securities, Inc. Phoenix, AZ Aug 2014 - Dec 2016 2
United Parcel Services Phoenix, AZ Nov 2008 - Dec 2014 6
Foothill Securities, Inc. Phoenix, AZ Aug 2009 - Aug 2014 5
Cue Financial Group, Inc. Phoenix, AZ Nov 2007 - Aug 2009 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2011
S65 NASAA Investment Advisors Law Examination Apr 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Tracy L. Hunter
Phone Number: 602-252-0911
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    482
    MILLIONS
  • Total Number of Accounts
    2,065
    ACCOUNTS
  • Average Account Value
    $233,203
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, IL, LA, MA, MI, MT, NC, NE, NH, NM, NV, NY, OR, PA, TN, TX, UT, VA, WA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
81

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.