Ulises BarreraCRD Number: 6097572
Current Firm: J.p. Morgan Securities LLC
Ulises Barrera (CRD# 6097572) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Phoenix, AZ and has over 5 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|J.p. Morgan Securities LLC||Phoenix, AZ||Oct 2012 - Current||5|
|Jpmorgan Chase Bank||Phoenix, AZ||Jan 2011 - Current||6|
|Chase Investment Services Corp||Phoenix, AZ||Jul 2012 - Oct 2012||< 1|
|Wells Fargo Bank||Phoenix, AZ||Nov 2009 - Jan 2011||1|
|Radioshack||Phoenix, AZ||May 2004 - Nov 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2012|
|S66||NASAA Uniform Combined State Law Examination||Aug 2014|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV