Ulises Barrera, financial advisor Phoenix AZ
90 score

Ulises Barrera

CRD Number: 6097572
Current Firm: J.p. Morgan Securities LLC

Ulises Barrera (CRD# 6097572) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Phoenix, AZ and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Phoenix, AZ Oct 2012 - Current 4
Jpmorgan Chase Bank Phoenix, AZ Jan 2011 - Current 5
Chase Investment Services Corp Phoenix, AZ Jul 2012 - Oct 2012 < 1
Wells Fargo Bank Phoenix, AZ Nov 2009 - Jan 2011 1
Radioshack Phoenix, AZ May 2004 - Nov 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Ulises Barrera
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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