Vincent TangCRD Number: 5578820
Current Firm: Schwab Private Client Investment Advisory, Inc.
Vincent Tang (CRD# 5578820) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Phoenix, AZ and has over 8 years of experience in the finance industry. Vincent Tang has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Newman's Financial Planning
Woodbury Financial Services, Inc.
|Schwab Private Client Investment Advisory, Inc.||Phoenix, AZ||Jan 2012 - Current||5|
|Charles Schwab & Company, Inc.||Phoenix, AZ||Aug 2008 - Current||8|
|Kenney Aerial||Phoenix, AZ||Mar 2008 - Jul 2008||< 1|
|Golden Moon Palace Restaurant||Phoenix, AZ||Dec 2007 - Jul 2008||< 1|
|Medix Staffing Solutions||Rockville, MD||Sep 2006 - Nov 2007||1|
|Medix Staffing Solutions||Scottsdale, AZ||Aug 2005 - Sep 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2008|
|S66||NASAA Uniform Combined State Law Examination||Jan 2011|
Total Assets Under Management67,823MILLIONS
Total Number of Accounts155,246ACCOUNTS
Average Account Value$436,876
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV