William Cummings (CRD# 7074683) is an Investment Advisor Representative working at Tfo Family Office Partners in Phoenix, AZ and has over 4 years of experience in the finance industry. William Cummings has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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Aegis Wealth Partners, LLC
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Atlas Lifestyle Planning Group LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tfo Family Office Partners Formerly Tfo Phoenix, Inc. | Phoenix, AZ | May 2021 - Current | 2 |
| Ubs Financial Services | Phoenix, AZ | Jan 2020 - Apr 2021 | 1 |
| Ubs Financial Services Inc. | Phoenix, AZ | Jun 2019 - Dec 2019 | < 1 |
| Ubs Financial Services | Phoenix, AZ | Feb 2019 - May 2019 | < 1 |
| Unemployed | Unemployed, AZ | Aug 2018 - Mar 2019 | < 1 |
| Tri State Motor Transit | Peoria, AZ | May 2018 - Aug 2018 | < 1 |
| Unemployed | Unemployed, AZ | Aug 2016 - May 2018 | 1 |
| Children's Learning Adventure | Scottsdale, AZ | May 2016 - Aug 2016 | < 1 |
| Unemployed | Unemployed, AZ | Aug 2015 - May 2016 | < 1 |
| Rusconi's American Kitchen | Phoenix, AZ | May 2015 - Aug 2015 | < 1 |
| Unemployed | Phoenix, AZ | Feb 2015 - Apr 2015 | < 1 |
| Benchmark Elementary School | Phoenix, AZ | Sep 2014 - Jan 2015 | < 1 |
| Phoenix Country Club | Phoenix, AZ | May 2014 - Aug 2014 | < 1 |
| Unemployed | Phoenix, AZ | Aug 2009 - May 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2019 |
- AZ
- TX
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Total Assets Under Management3,824MILLIONS
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Total Number of Accounts1,868ACCOUNTS
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Average Account Value$2,047,143
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AZ, CA, CO, DE, FL, IL, MD, MN, MO, NC, NV, NY, OR, SD, TX, WA, WI
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