William Cummings, financial advisor Phoenix AZ

William Cummings

CRD Number: 7074683
Current Firm: Tfo Family Office Partners

William Cummings (CRD# 7074683) is an Investment Advisor Representative working at Tfo Family Office Partners in Phoenix, AZ and has over 4 years of experience in the finance industry. William Cummings has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Tfo Family Office Partners Formerly Tfo Phoenix, Inc. Phoenix, AZ May 2021 - Current 3
Ubs Financial Services Phoenix, AZ Jan 2020 - Apr 2021 1
Ubs Financial Services Inc. Phoenix, AZ Jun 2019 - Dec 2019 < 1
Ubs Financial Services Phoenix, AZ Feb 2019 - May 2019 < 1
Unemployed Unemployed, AZ Aug 2018 - Mar 2019 < 1
Tri State Motor Transit Peoria, AZ May 2018 - Aug 2018 < 1
Unemployed Unemployed, AZ Aug 2016 - May 2018 1
Children's Learning Adventure Scottsdale, AZ May 2016 - Aug 2016 < 1
Unemployed Unemployed, AZ Aug 2015 - May 2016 < 1
Rusconi's American Kitchen Phoenix, AZ May 2015 - Aug 2015 < 1
Unemployed Phoenix, AZ Feb 2015 - Apr 2015 < 1
Benchmark Elementary School Phoenix, AZ Sep 2014 - Jan 2015 < 1
Phoenix Country Club Phoenix, AZ May 2014 - Aug 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2019
Contact Info for William M. Cummings
Phone Number: 602-466-2611
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    3,824
    MILLIONS
  • Total Number of Accounts
    1,868
    ACCOUNTS
  • Average Account Value
    $2,047,143
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, DE, FL, IL, LA, MD, MN, MO, NC, NE, NH, NV, NY, OR, SD, TX, WA, WI

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