William Cummings (CRD# 7074683) is an Investment Advisor Representative working at Tfo Family Office Partners in Phoenix, AZ and has over 4 years of experience in the finance industry. William Cummings has taken additional exams to become a Certified Financial Planner (CFP®).
CRD# 6343741
Charles Schwab & Company, Inc.
CRD# 3268573
Osaic Wealth, Inc.
CRD# 6344169
Mathis Wealth Management
Company Name | Location | Dates | Years |
---|---|---|---|
Tfo Family Office Partners Formerly Tfo Phoenix, Inc. | Phoenix, AZ | May 2021 - Current | 3 |
Ubs Financial Services | Phoenix, AZ | Jan 2020 - Apr 2021 | 1 |
Ubs Financial Services Inc. | Phoenix, AZ | Jun 2019 - Dec 2019 | < 1 |
Ubs Financial Services | Phoenix, AZ | Feb 2019 - May 2019 | < 1 |
Unemployed | Unemployed, AZ | Aug 2018 - Mar 2019 | < 1 |
Tri State Motor Transit | Peoria, AZ | May 2018 - Aug 2018 | < 1 |
Unemployed | Unemployed, AZ | Aug 2016 - May 2018 | 1 |
Children's Learning Adventure | Scottsdale, AZ | May 2016 - Aug 2016 | < 1 |
Unemployed | Unemployed, AZ | Aug 2015 - May 2016 | < 1 |
Rusconi's American Kitchen | Phoenix, AZ | May 2015 - Aug 2015 | < 1 |
Unemployed | Phoenix, AZ | Feb 2015 - Apr 2015 | < 1 |
Benchmark Elementary School | Phoenix, AZ | Sep 2014 - Jan 2015 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Nov 2019 |
- AZ
- TX
-
Total Assets Under Management3,824MILLIONS
-
Total Number of Accounts1,868ACCOUNTS
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Average Account Value$2,047,143
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AZ, CA, CO, DE, FL, IL, LA, MA, MD, MN, MO, NC, NE, NH, NV, NY, OR, SD, TX, WA, WI
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