C WinfreeCRD Number: 2965754
Current Firm: Valmark Advisers, Inc.
C Winfree (CRD# 2965754) is an Investment Advisor Representative working at Valmark Advisers, Inc. in Pickerington, OH and has over 19 years of experience in the finance industry.
Rebel Financial, LLC
Ameriprise Financial Services, Inc.
Pds Planning Inc.
|Valmark Advisers, Inc.||Akron, OH||Jan 2007 - Current||11|
|Valmark Securities, Inc.||Akron, OH||Nov 2005 - Current||12|
|Guardian Hr||Pickerington, OH||Jan 2005 - Current||13|
|Winfree & Associates||Pickerington, OH||Jan 1991 - Current||27|
|Romine Cpa's & Associates||Pickerington, OH||Jan 2015 - Mar 2017||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1998|
|S65||NASAA Investment Advisors Law Examination||Feb 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management5,192MILLIONS
Total Number of Accounts8,718ACCOUNTS
Average Account Value$595,509
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)