Mark Bauer, financial advisor Pine City MN

Mark Bauer

CRD Number: 2478744
Current Firm: U.s. Bancorp Investments, Inc.

Mark Bauer (CRD# 2478744) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Pine City, MN and has over 28 years of experience in the finance industry.

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Efs Advisors
Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Rice Lake, WI Jul 2002 - Current 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1994
S66 NASAA Uniform Combined State Law Examination Sep 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mark J. Bauer
Phone Number: 800-888-4700
Registered State(s):
  • MN
  • WI
By the Numbers
  • Total Assets Under Management
    14,693
    MILLIONS
  • Total Number of Accounts
    56,384
    ACCOUNTS
  • Average Account Value
    $260,580
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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