Warren Barrett, financial advisor Pine Valley CA
90 score

Warren Barrett

CRD Number: 5952363
Current Firm: Horter Investment Management, LLC

Warren Barrett (CRD# 5952363) is an Investment Advisor Representative working at Horter Investment Management, LLC in Pine Valley, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Tripoint Mortgage Group San Diego, CA Feb 2012 - Current 4
Horter Investment Management, LLC Pine Valley, CA Jul 2011 - Current 5
Barrett Financial Services Pine Valley, CA Aug 2007 - Current 9
Security One Lending San Diego, CA Apr 2011 - Dec 2011 < 1
Equipoint San Diego, CA Sep 2002 - Apr 2011 8
Qualifond Inc. San Diego, CA Nov 2007 - Aug 2009 1
Sunset Coast Capital Carlsbad, CA Aug 2001 - Aug 2007 6
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2011
Contact Info for Warren D. Barrett
Phone Number: 513-984-9933
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,016
    MILLIONS
  • Total Number of Accounts
    13,925
    ACCOUNTS
  • Average Account Value
    $72,992
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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