Charles Stockham (CRD# 1450631) is an Investment Advisor Representative working at Ia Network, LLC in Charlotte, NC and has over 38 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ia Network Llc D/b/a Stockham Financial | Pinehurst, NC | Jul 2022 - Current | 1 |
| Purshe Kaplan Sterling Investments, Inc. | Albany, NY | Jul 2022 - Oct 2023 | 1 |
| First Allied Advisory Services | Schaumburg, IL | Nov 2020 - Jul 2022 | 1 |
| First Allied Securities, Inc. | San Diego, CA | Dec 1994 - Jul 2022 | 27 |
| First Allied Advisory Services, Inc. | Chesterfield, MO | Jul 2012 - Nov 2020 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1986 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
- NY
- NC
- SC
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Total Assets Under Management161MILLIONS
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Total Number of Accounts542ACCOUNTS
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Average Account Value$297,527
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AL, LA, NC, NY, SC
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