David Down, financial advisor Pittsburgh PA
83 score

David Down

CRD Number: 1901538
Current Firm: Mid Atlantic Financial Management, Inc.

David Down (CRD# 1901538) is an Investment Advisor Representative working at Mid Atlantic Financial Management, Inc. in Pittsburgh, PA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Stonehaven Energy, LLC Pittsburgh, PA Aug 2006 - Current 10
Zhw Oil & Gas, Inc. Pittsburgh, PA Sep 2003 - Current 13
8th Floor Oil & Gass Associates, Inc. Pittsburgh, PA Apr 2003 - Current 13
Mid Atlantic Capital Group Pittsburgh, PA May 1999 - Current 17
Mid Atlantic Capital Corporation Pittsburgh, PA Sep 1997 - Current 19
Mid Atlantic Financial Management, Inc. Pittsburgh, PA Mar 1997 - Current 19
Gua Uniontown Capital Corporation Pittsburgh, PA Mar 1997 - Current 19
Mid Atlantic Financial Management, Inc. Pittsburgh, PA Apr 1994 - Current 22
Mid Atlantic Capital Corporation Pittsburgh, PA Oct 1988 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David J. Down
Phone Number: 412-391-7077
Registered State(s):
  • FL
  • PA
  • MA
  • OH
By the Numbers
  • Total Assets Under Management
    1,765
    MILLIONS
  • Total Number of Accounts
    7,294
    ACCOUNTS
  • Average Account Value
    $241,931
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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