Stephen WolffCRD Number: 4507222
Current Firm: Citizens Securities, Inc.
Stephen Wolff (CRD# 4507222) is an Investment Advisor Representative working at Citizens Securities, Inc. in Pittsburgh, PA and has over 14 years of experience in the finance industry.
Wealthcare Capital Management LLC
Lpl Financial LLC
C.b. Bond Financial Planning, Inc.
|Cco Investments Services Corp||Pittsburgh, PA||Nov 2013 - Current||3|
|Pnc Investments||Pittsburgh, PA||Apr 2011 - Oct 2013||2|
|Pnc Bank||Pittsburgh, PA||Apr 2011 - Oct 2013||2|
|Pnc Investments||Pittsburgh, PA||Sep 2005 - Oct 2013||8|
|Pnc Bank||Pittsburgh, PA||Jul 2005 - Apr 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2002|
|S65||NASAA Investment Advisors Law Examination||May 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management27,379MILLIONS
Total Number of Accounts19,253ACCOUNTS
Average Account Value$1,422,068
- A percentage of assets under your management
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV