Brian VentonCRD Number: 3183370
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Brian Venton (CRD# 3183370) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pittsford, NY and has over 19 years of experience in the finance industry.
Wall Street Financial Group, Inc.
American Portfolios Advisors, Inc.
Sage, Rutty & Company, Inc.
|Ameriprise Finanical Services, Inc.||Pittsford, NY||Jul 2016 - Current||1|
|Bank Of America, N.a||Pittsford, NY||Oct 2012 - Jul 2016||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Pittsford, NY||Sep 2012 - Jul 2016||3|
|Rochester Wealth Mgmt.||Rochester, NY||Mar 2009 - Sep 2012||3|
|Brighton Securities Corporation||Rochester, NY||Jun 2008 - Jan 2009||< 1|
|Citigroup Global Markets Inc.||Rochester, NY||Dec 2006 - Jun 2008||1|
|M&t Securities, Inc.||North Tonawanda, NY||Jul 2006 - Nov 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1999|
|S65||NASAA Investment Advisors Law Examination||Nov 2012|
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY