James UngerCRD Number: 1163592
Current Firm: Ameriprise Financial Services, Inc.
James Unger (CRD# 1163592) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Plain City, OH and has over 17 years of experience in the finance industry.
Rebel Financial, LLC
Pds Planning Inc.
Steele Investment Counsel, Ltd.
|American Express Financial Advisors Inc.||Dublin, OH||Jul 1983 - Current||33|
|Ids Life Insurance Company||Minneapolis, MN||Jul 1983 - Current||33|
|Players International||Columbus, OH||Nov 1982 - Current||33|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV