Susan Moser, financial advisor Plainfield IL
93 score

Susan Moser

CRD Number: 3178455
Current Firm: Lpl Financial LLC

Susan Moser (CRD# 3178455) is an Investment Advisor Representative working at Lpl Financial LLC in Plainfield, IL and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Herbst Financial Services Plainfield, IL Jan 2011 - Current 5
Herbst Financial Advisors, Inc. Plainfield, IL Nov 2006 - Current 10
Lpl Financial, LLC Plainfield, IL Mar 2005 - Current 11
Herbst, Brown & Associates Plainfield, IL Nov 1999 - Nov 2006 7
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Apr 2000
S66 NASAA Uniform Combined State Law Examination Dec 2005
Contact Info for Susan E. Moser
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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