Adam Spence (CRD# 4569706) is an Investment Advisor Representative working at Cx Institutional, LLC in Auburn, IN and has over 22 years of experience in the finance industry. Adam Spence has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5440171
Secure Asset Management, LLC
CRD# 1200534
Raymond James & Associates, Inc.
CRD# 4815526
Lincoln Financial Advisors Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cx Institutional, LLC | Plano, TX | Oct 2018 - Current | 5 |
| Cxi Advisors, LLC | Plano, TX | May 2019 - Sep 2020 | 1 |
| Lpl Financial LLC | Plano, TX | Dec 2004 - Sep 2020 | 15 |
| Vestpro Financial Partners, Inc. Dba Cpf Texas | Plano, TX | Jan 2008 - Dec 2018 | 10 |
| Cpf Texas | Plano, TX | Feb 2006 - Oct 2018 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Apr 2002 |
| S66 | NASAA Uniform Combined State Law Examination | May 2005 |
- TX
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Total Assets Under Management2,387MILLIONS
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Total Number of Accounts8,548ACCOUNTS
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Average Account Value$279,244
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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