Joseph Solomon, financial advisor Plano TX
84 score

Joseph Solomon

CRD Number: 1076848
Current Firm: Level Four Advisory Services

Joseph Solomon (CRD# 1076848) is an Investment Advisor Representative working at Level Four Advisory Services in Plano, TX and has over 18 years of experience in the finance industry. Joseph Solomon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Ryan Kruger, CFA, financial advisor Plano TX
Ryan W. Kruger, CFA
CRD# 5425820
Khp Capital LLC
Score
108
Similar Advisors
Bryn Henry, financial advisor Plano TX
Bryn T. Henry
CRD# 4465166
Commonwealth Financial Network
Score
101
Similar Advisors
Prof. Dr. Geoffrey VanderPal DBA, MBA, CFP®, financial advisor Plano TX
Prof. Dr. Geoffrey A. VanderPal DBA, MBA, CFP®
CRD# 2515008
Vanderpal Capital Management LLC
Score
106
Professional Designations
Company Name Location Dates Years
Lpl Financial Boston, MA Nov 2012 - Current 4
Level Four Insurance Services, Inc. Plano, TX Aug 2006 - Current 10
Level Four Advisory Services, LLC Studio City, CA Jan 2006 - Current 10
Joseph Solomon Financial Group, Ltd. Studio City, CA Sep 1998 - Current 18
Joseph Solomon - Landlord Studio City, CA Feb 1992 - Current 24
Joseph Solomon & Company Studio City, CA Jan 1980 - Current 36
Lincoln Financial Securities Studio City, CA Jul 2008 - Nov 2012 4
Prestige Condo Collection, LLC Sherman Oaks, CA May 2007 - Nov 2012 5
Greenleaf Properties, LLC Sherman Oaks, CA Dec 2004 - Nov 2012 7
Cooperative Realty Associates, LLC Sherman Oaks, CA Jun 2002 - Nov 2012 10
Jefferson Pilot Securities Corporation Studio City, CA Nov 2007 - Jun 2008 < 1
Securities America, Inc. Studio City, CA Nov 2004 - Nov 2007 3
Joseph Solomon Insurance Services, Inc. Studio City, CA May 2000 - Sep 2006 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Joseph Solomon
Phone Number: 972-665-0878
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,313
    MILLIONS
  • Total Number of Accounts
    5,717
    ACCOUNTS
  • Average Account Value
    $229,697
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, FL, GA, IA, IL, IN, KY, LA, MI, MN, MO, MS, NC, ND, NE, NJ, NM, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI

Ready to hire a financial advisor? Get competitive proposals from Joseph Solomon and other advisors.
BADGES
84

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.