Joshua Sands, financial advisor Plano TX
81 score

Joshua Sands

CRD Number: 5517842
Current Firm: Level Four Advisory Services

Joshua Sands (CRD# 5517842) is an Investment Advisor Representative working at Level Four Advisory Services in Plano, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Evanston, IL Sep 2013 - Current 3
Level Four Advisory Services Evanston, IL Sep 2013 - Current 3
Level Four Advisory Services Chicago, IL Sep 2013 - Sep 2013 < 1
New England Securities Northbrook, IL Nov 2008 - Sep 2013 4
Un Employed Munster, IN Aug 2008 - Nov 2008 < 1
Ameriprise Financial Chicago, IN May 2008 - Aug 2008 < 1
U.s. First Energy Chicago, IL Jul 2007 - May 2008 < 1
United American Insurance Company Crown Point, IN Aug 2006 - Jul 2007 < 1
Purdue University Hammond, IN May 2001 - Aug 2006 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Joshua J. Sands
Phone Number: 972-665-0878
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    1,313
    MILLIONS
  • Total Number of Accounts
    5,717
    ACCOUNTS
  • Average Account Value
    $229,697
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, FL, GA, IA, IL, IN, KY, LA, MI, MN, MO, MS, NC, ND, NE, NJ, NM, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI

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BADGES
81

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